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Andrea Marie Martens

RABO SECURITIES USA
NEW YORK, NY
·CRD# 1187593·43 years experience

Professional Summary

Andrea Marie Martens, who also goes by Andrea Marie Pisciotta, Andrea Marie Whitmore, Andrea Whitmore, is a registered financial advisor currently at RABO SECURITIES USA, INC. located in New York, New York. Andrea is registered as a RR (Registered Representative) and started their career in finance in 1983. Andrea has worked at 9 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrea Marie Pisciotta, Andrea Marie Whitmore, Andrea Whitmore

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

RABO SECURITIES USA, INC.·CRD# 122657
BD
151 West 42nd Street 8th Floor, New York, NY 10036
October 8, 2015 - Present
SIDOTI & COMPANY, LLC·CRD# 102860
BD
New York, NY
June 20, 2005 - September 30, 2015
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
May 7, 2001 - April 19, 2002
FLEMING MARTIN INC.·CRD# 34234
BD
New York, NY
June 21, 1994 - December 23, 1998
ROBERT FLEMING INC.·CRD# 1711
BD
New York, NY
February 23, 1994 - November 1, 1999
GOLDMAN SACHS AUSTRALIA INC.·CRD# 10117
BD
New York, NY
December 16, 1987 - January 10, 1994
SALOMON BROTHERS INC.·CRD# 740
BD
October 13, 1986 - July 15, 1987
CIBC WORLD MARKETS CORP.·CRD# 630
BD
February 21, 1984 - August 14, 1986
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
September 21, 1983 - February 1, 1984

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Current Firm

RS
RABO SECURITIES USA, INC.

RABO SECURITIES USA, INC. | RABO SECURITIES USA, INCORPORATED

CRD#: 122657 / SEC#: 8-65525
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

151 West 42nd Street 8th Floor, New York, NY 10036

Mailing Address

151 West 42nd Street 8th Floor, New York, NY 10036

Phone Number

(212) 808-2548

Established

Delaware since 03/22/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
UTRECHT-AMERICA HOLDINGS, INCSOLE SHAREHOLDER—
AMIN, SHREYASECRETARY7368182
BASSETT, DAVID FRANCISCHAIRMAN2802027
CHESTER, WILLIAM PETERDIRECTOR5868288
DEMAZURE PELLETIER, CHRISTINE MARIEDIRECTOR5481370
HARTOFILIS, CHRISTOPHER PATRICKINTERIM CHIEF EXECUTIVE OFFICER AND DIRECTOR4707844
KITTEL, CHRISTOPHER FREDERICKCHIEF COMPLIANCE OFFICER2718043
LAMPER, KATHERINE SDIRECTOR5202959
LAZAROV, DUSAN OBRADDIRECTOR7904295
MARTENS, ANDREA MARIEFINANCIAL AND OPERATIONS PRINCIPAL1187593

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1983About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2005About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrea Marie Martens's CRS (Customer Relationship Summary).

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