John C. Stuntebeck

FORESIDE FUND SERVICES

Radnor, PA 19087

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CRD#: 2716068

Professional summary

John Clinton Stuntebeck, who also goes by John C Stuntebeck, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Radnor, Pennsylvania.

John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John C Stuntebeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Clinton Stuntebeck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 170 N. Radnor Chester Road Suite 300, Radnor, PA 19087

CRD#: 46106

Radnor, PA

Past

December 4, 2018 - May 20, 2024

AON SECURITIES LLC

CRD#: 4138

CHICAGO, IL

Past

August 9, 2016 - November 5, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WEST CONSHOHOCKEN, PA

Past

March 8, 2001 - July 5, 2016

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

April 12, 1999 - January 4, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 1, 1997 - February 9, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

August 26, 1997 - May 13, 1999

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

April 7, 1997 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/23/2024)

Alaska
(5/23/2024)

Arizona
(5/23/2024)

California
(5/23/2024)

Colorado
(5/23/2024)

Connecticut
(5/23/2024)

Delaware
(5/23/2024)

District of Columbia
(5/23/2024)

Florida
(5/23/2024)

Georgia
(5/23/2024)

Hawaii
(5/23/2024)

Illinois
(5/23/2024)

Indiana
(5/23/2024)

Iowa
(5/23/2024)

Kansas
(5/23/2024)

Louisiana
(5/23/2024)

Maine
(5/23/2024)

Maryland
(5/23/2024)

Massachusetts
(5/23/2024)

Michigan
(5/23/2024)

Minnesota
(5/23/2024)

Missouri
(5/23/2024)

Nebraska
(1/2/2025)

New Hampshire
(5/23/2024)

New Jersey
(5/23/2024)

New Mexico
(5/28/2024)

New York
(5/23/2024)

North Carolina
(5/23/2024)

Ohio
(5/25/2024)

Oklahoma
(5/23/2024)

Oregon
(1/2/2025)

Pennsylvania
(5/22/2024)

Rhode Island
(5/23/2024)

South Carolina
(5/23/2024)

Tennessee
(5/23/2024)

Texas
(5/23/2024)

Utah
(5/23/2024)

Vermont
(5/23/2024)

Virginia
(5/23/2024)

Washington
(5/23/2024)

Wisconsin
(5/23/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John C. Stuntebeck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Clinton Stuntebeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

AON SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SEI INVESTMENTS DISTRIBUTION CO.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DB ALEX. BROWN LLC

HAMBRECHT & QUIST LLC

ALEX. BROWN & SONS INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/1999

Series 63

Date: 5/1/1997

SIE

Date: 10/1/2018

Series 7

Date: 3/24/1997

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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