Daniel R. Weston
Professional summary
Daniel Robert Weston is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Robert Weston's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2006 - Present
ARCADIA SECURITIES, LLC
Office #1: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019Office #2: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019October 25, 2006 - October 26, 2006
ARCADIA SECURITIES, LLC
October 5, 2004 - November 28, 2006
AXIOM CAPITAL MANAGEMENT, INC.
August 20, 2004 - October 29, 2004
ADVEST, INC.
January 3, 2003 - August 20, 2004
OPPENHEIMER & CO. INC.
June 14, 1999 - January 3, 2003
CIBC WORLD MARKETS CORP.
June 11, 1996 - June 21, 1999
BREAN MURRAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2006)
(11/20/2006)
(1/9/2012)
(4/12/2011)
(3/27/2009)
(5/30/2018)
(7/12/2019)
(11/20/2006)
(2/20/2015)
(11/20/2006)
(11/20/2006)
(1/3/2007)
(1/9/2013)
Exams
Series 79TO
Date: 2/4/2025
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ARCADIA SECURITIES, LLC
CRD#: 44656 / SEC#: , 8-50764
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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