Basil Christakos
Professional Summary
Basil Christakos is a registered financial advisor currently at ARCADIA SECURITIES, LLC located in New York, New York. Basil is registered as a RR (Registered Representative) and started their career in finance in 1992. Basil has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 16, SIE, Series 55, Series 7, Series 6, Series 9, Series 10, Series 14, Series 12, Series 4, Series 27,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ARCADIA SECURITIES, LLC | TIBERIUS CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES, LLC | BROOKLINE CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES,LLC | B. DYSON CAPITAL ADVISORS, A DIVISION OF ARCADIA SECURITIES, LLC
Contact Information
Main Address
1370 Avenue Of The Americas 29th Fl, New York, NY 10019Mailing Address
1370 Avenue Of The Americas 29th Fl, New York, NY 10019Phone Number
(212) 231-4101Established
New York since 11/19/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/11/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Sep 2002Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1992About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 12 — NYSE Branch Manager Examination
Passed Sep 1996SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Basil Christakos's CRS (Customer Relationship Summary).
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