Sean P. Kelly
Professional summary
Sean Patrick Kelly, who also goes by Sean P Kelly, Sean Kelly, is a registered financial professional currently at 3ICO SECURITIES LLC located in Conshohocken, Pennsylvania.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1996. Sean has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Patrick Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2026 - Present
3ICO SECURITIES LLC
Office #1: 101 W. Elm Street Suite 400b, Conshohocken, PA 19428March 10, 2022 - June 29, 2023
ALDEN CAPITAL
February 17, 2022 - June 29, 2023
J. ALDEN ASSOCIATES, INC.
September 5, 2018 - March 9, 2021
GOLDMAN SACHS CUSTODY SOLUTIONS
September 2, 2016 - August 20, 2018
CUNA BROKERAGE SERVICES, INC.
December 16, 2014 - July 15, 2016
FORESIDE FUND SERVICES, LLC
November 12, 2010 - December 31, 2014
ALPS DISTRIBUTORS, INC.
January 12, 2009 - October 18, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 4, 2008 - January 12, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 4, 2008 - October 18, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 28, 2008 - June 4, 2008
CETERA INVESTMENT SERVICES LLC
February 28, 2008 - June 4, 2008
CETERA INVESTMENT SERVICES LLC
July 26, 2006 - July 5, 2007
BCG SECURITIES, INC.
July 26, 2006 - July 5, 2007
BCG SECURITIES, INC.
January 10, 2003 - August 22, 2005
CURIAN CAPITAL, LLC
January 10, 2003 - August 22, 2005
INVESTMENT CENTERS OF AMERICA, INC.
January 22, 2002 - December 16, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 9, 1999 - December 19, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
November 26, 1997 - April 1, 1999
OSAIC FS, INC.
February 28, 1996 - May 22, 1996
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
3ICO SECURITIES LLC
CRD#: 173648 / SEC#: , 8-69544
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 3ICO SECURITIES HOLDINGS, LLC | SOLE MEMBER | |
| BRAUNFELD, ROGER JONATHAN | NON-PRINCIPAL MANAGER | |
| DAUSCH, JUSTIN CARTER | COO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL | 6919209 |
| FLANAGAN, LAURA LEE | NON-PRINCIPAL MANAGER | 6447979 |
| KRIEWALD, JESSICA | FINOP | 7052634 |
| RITTERSHAUSEN, DONNA MARIE | CCO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL | 1480201 |
| ROYER, JOHN E JR. | NON-PRINCIPAL MANAGER |
Red Flags
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