Dina R. Hoeske
Professional summary
Dina Romeo Hoeske, who also goes by Dina Romeo Hoeske, Dina Elizabeth Romeo, is a registered financial professional currently at PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Charlotte, North Carolina.
Dina is registered as a RR (Registered Representative) and started their career in finance in 1997. Dina has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dina Romeo Hoeske's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2024 - Present
PRINCIPAL FUNDS DISTRIBUTOR, INC.
Office #1: 401 Mccullough Dr Ste 200, Charlotte, NC 28262June 21, 2019 - September 24, 2024
AQUILA DISTRIBUTORS LLC
June 1, 2017 - September 6, 2017
VP DISTRIBUTORS LLC
January 20, 2009 - June 1, 2017
FORESIDE ASSOCIATES, LLC
June 8, 2005 - August 20, 2008
TRUIST INVESTMENT SERVICES, INC.
April 8, 1997 - November 10, 2004
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2024)
Exams
Series 7TO
Date: 4/9/2025
General Securities Representative ExaminationFINRA
Current Firm
PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD#: 43261 / SEC#: , 8-50200
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | OWNER | |
| BERG, JOHN THOMAS | DIRECTOR | 7973551 |
| CLINES, SEAN THOMAS | CHIEF FINANCIAL OFFICER | 3055601 |
| DESSOUKI, RAMONA HIATT | CHIEF MARKETING OFFICER | 7812577 |
| HILL, TIMOTHY ALLEN | NATIONAL SALES MANAGER/DIRECTOR | 2317289 |
| HOESKE, DINA ROMEO | SENIOR DIRECTOR - FUND SHAREHOLDER SERVICES | 2704646 |
| MURRAY, MICHAEL FRANCIS | DIRECTOR | 2074275 |
| SCHOLTEN, MICHAEL JOSEPH | PRINCIPAL OPERATIONS OFFICER | 6388259 |
| STOCKMAN, MICHELLE RENEE | CHIEF COMPLIANCE OFFICER | 5010490 |
| WONG, BRANT K | PRESIDENT/DIRECTOR (CHAIRMAN) | 5093714 |
Red Flags
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