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FIRM PROFILE
Overview
PRINCIPAL FUNDS DISTRIBUTOR, INC. is located at 711 High Street, Des Moines, IA 50392 and was first established at Kansas City, Washington in 04/17/1997. After operating for 29 years, PRINCIPAL FUNDS DISTRIBUTOR, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PRINCIPAL FUNDS DISTRIBUTOR, INC.’s clients are individuals and 0% of their clients are high net worth individuals. PRINCIPAL FUNDS DISTRIBUTOR, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PRINCIPAL FUNDS DISTRIBUTOR, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PRINCIPAL FUNDS DISTRIBUTOR, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PRINCIPAL FUNDS DISTRIBUTOR, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PRINCIPAL FUNDS DISTRIBUTOR, INC. Comes From
Understanding the Statistics for PRINCIPAL FUNDS DISTRIBUTOR, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
711 High Street, Des Moines, IA 50392
711 High Street, Des Moines, IA 50392
Medium
(800) 222-5852
Washington since 04/17/1997
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | OWNER | ||
| BERG, JOHN THOMAS | DIRECTOR | 7973551 | |
| CLINES, SEAN THOMAS | CHIEF FINANCIAL OFFICER | 3055601 | |
| DESSOUKI, RAMONA HIATT | CHIEF MARKETING OFFICER | 7812577 | |
| HILL, TIMOTHY ALLEN | NATIONAL SALES MANAGER/DIRECTOR | 2317289 | |
| HOESKE, DINA ROMEO | SENIOR DIRECTOR - FUND SHAREHOLDER SERVICES | 2704646 | |
| MURRAY, MICHAEL FRANCIS | DIRECTOR | 2074275 | |
| SCHOLTEN, MICHAEL JOSEPH | PRINCIPAL OPERATIONS OFFICER | 6388259 | |
| STOCKMAN, MICHELLE RENEE | CHIEF COMPLIANCE OFFICER | 5010490 | |
| WONG, BRANT K | PRESIDENT/DIRECTOR (CHAIRMAN) | 5093714 |
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Advisor's working at PRINCIPAL FUNDS DISTRIBUTOR, INC.
Tobin Wayne Chakeen
Kevin Robert Hansen
Kraig Lee Kuhlers
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