Marguerite C. Toroian

CRD#: 3051646

Professional summary

Marguerite Cassandra Toroian was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Marguerite is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Marguerite had worked at 4 firms, which includes BELL ROCK CAPITAL LLC, CBT INVESTMENT MANAGEMENT LLC, CBT INVESTMENT MANAGEMENT INC., COHEN & COMPANY SECURITIES LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

Cassandra Toroian | Marguerite Cassandra Torolan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/2007- Managing Member Blue Daisy, LLP. 2 hours a month Real estate investing 12/2016 - Coastal Asset Management Co. Board Member. Passive Investment Subsidiary of Malvern Bancorp, Inc. 1 hour a quarter

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 2006 - August 23, 2023

BELL ROCK CAPITAL, LLC

RIA

CRD#: 139163

REHOBOTH BEACH, DE

Past

August 26, 2005 - February 15, 2006

CBT INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 133326

PHILADELPHIA, PA

Past

October 18, 2002 - December 15, 2005

CBT INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 119596

PHILADELPHIA, PA

Past

June 13, 2001 - February 2, 2006

COHEN & COMPANY SECURITIES, LLC

CRD#: 104002

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/12/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2002

General Securities Principal Examination

Current Firm

BELL ROCK CAPITAL, LLC

200DEEP | BLUE ROCKEFELLER, LLC | BELL ROCK CAPITAL, LLC

CRD#: 139163 / SEC#: 801-65934

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Contact information

Main Address

35568 Airport Road, Rehoboth Beach, DE 19971

Mailing Address

Phone number

(302) 227-7608

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A BROCHURE (2/21/2023)

Regulatory assets under management

Total Number of Accounts	714
AUM (Assets Under Management)	$ 192,723,522

Red Flags

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