Rodney A. Faragalla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Adly Faragalla was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1995. Rodney had worked at 7 firms and has passed the Series 63, Series 44, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2011 - October 10, 2012
VIRTU FINANCIAL EXECUTION SERVICES LLC
September 16, 2004 - March 5, 2013
VIRTU FINANCIAL CAPITAL MARKETS LLC
January 22, 2003 - August 23, 2004
INSTINET, LLC
December 14, 2000 - August 24, 2004
NASDAQ CAPITAL MARKETS ADVISORY LLC
July 19, 1999 - August 24, 2004
INET ATS, INC.
January 21, 1998 - July 19, 1999
PROTRADER SECURITIES L.P.
December 14, 1995 - January 21, 1998
BLOCK TRADING INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 44
Date: 8/16/2007
PCX Market Maker ExamSeries 55
Date: 9/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU FINANCIAL EXECUTION SERVICES LLC
CRD#: 154358 / SEC#: , 8-68629
Contact information
Documents
Direct owners and executive officers
Red Flags
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