Alejandro Jose Vicens
Professional Summary
Alejandro Jose Vicens, who also goes by Alejandro VIcens, Alex Vicens, is a registered financial advisor currently at CG COMPASS (USA) LLC located in Miami, Florida and MARIVA CAPITAL MARKETS, LLC located in Miami, Florida. Alejandro is registered as a RR (Registered Representative) and started their career in finance in 1995. Alejandro has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alejandro Vicens, Alex Vicens
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
MARIVA CAPITAL MARKETS, LLC
Contact Information
Main Address
150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131Mailing Address
150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131Phone Number
(305) 712-6919Established
Florida since 04/13/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/18/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alejandro Jose Vicens's CRS (Customer Relationship Summary).
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