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Michael Robert Dean

ARCADIA SECURITIES
New York, NY
·CRD# 2681431·29 years experience

Professional Summary

Michael Robert Dean is a registered financial advisor currently at ARCADIA SECURITIES, LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ARCADIA SECURITIES, LLC·CRD# 44656
BD
600 Lexington Avenue 30th Floor, New York, NY 10022
October 18, 2023 - Present
WALL STREET ACCESS·CRD# 10012
BD
Huntington, NY
February 4, 2019 - October 23, 2023
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
August 23, 2010 - February 4, 2019
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
May 21, 2001 - August 13, 2010
W.A. CAPITAL MARKETS·CRD# 6292
BD
New York, NY
March 20, 2000 - September 15, 2000
CHAPDELAINE CORPORATE SECURITIES & CO·CRD# 23741
BD
New York, NY
February 11, 1999 - March 22, 2000

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Current Firm

AS
ARCADIA SECURITIES, LLC

ARCADIA SECURITIES, LLC | TIBERIUS CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES, LLC | BROOKLINE CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES,LLC | B. DYSON CAPITAL ADVISORS, A DIVISION OF ARCADIA SECURITIES, LLC

CRD#: 44656 / SEC#: 8-50764
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1370 Avenue Of The Americas 29th Fl, New York, NY 10019

Mailing Address

1370 Avenue Of The Americas 29th Fl, New York, NY 10019

Phone Number

(212) 231-4101

Established

New York since 11/19/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KIKIS, THOMAS PETERMANAGER, SOLE MEMBER, GSP & PRESIDENT1198536
CHRISTAKOS, BASILCHIEF COMPLIANCE OFFICER & ROSFP2290795
SCHILLING, MICHAEL JAMESFINOP, PFO, POO2609624

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(5/19/2025)
RR
Connecticut
(2/24/2024)
RR
Delaware
(2/26/2024)
RR
Florida
(11/9/2023)
RR
Michigan
(11/27/2023)
RR
New Jersey
(10/18/2023)
RR
New York
(10/18/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2005About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Robert Dean's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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