Brendan J. O'brien
Professional summary
Brendan John O'brien, who also goes by Brendan John O'brien, Brendan J Obrien, Brendan John Obrien, Brendan Obrien, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 1996. Brendan has worked at 8 firms and has passed the Series 63, Series 55, Series 7, Series 9, Series 10, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan John O'brien's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709April 13, 2012 - February 28, 2017
CAPFINANCIAL SECURITIES, LLC.
November 1, 2010 - November 2, 2010
COWEN PRIME SERVICES LLC
November 1, 2010 - December 5, 2011
MF GLOBAL INC.
May 10, 2010 - November 2, 2010
SANDERS MORRIS LLC
July 29, 2005 - March 24, 2009
STANFORD GROUP COMPANY
August 7, 2002 - September 30, 2004
TRADITION SECURITIES AND DERIVATIVES LLC
January 1, 1996 - August 15, 2002
SOUNDVIEW TECHNOLOGY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2022)
(5/23/2022)
(5/19/2022)
(5/19/2022)
Exams
Series 55
Date: 4/9/1999
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Durham, NC 27709TRUST BUT VERIFY
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