Brian Hoff
Professional summary
Brian Hoff, who also goes by Brian John Hoff, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Hoff's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2022 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262December 20, 2018 - July 11, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 17, 2018 - December 4, 2018
ATHENE SECURITIES, LLC
February 25, 2018 - April 4, 2018
DIRECTED SERVICES LLC
February 16, 2015 - December 31, 2017
CR CAPITAL DISTRIBUTORS, LLC
June 20, 2006 - February 28, 2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 21, 2005 - June 12, 2006
VP DISTRIBUTORS LLC
May 17, 2004 - March 17, 2005
SOUTHTRUST SECURITIES, LLC
March 17, 2004 - May 19, 2004
BB&T INVESTMENT SERVICES, INC.
January 17, 2001 - March 18, 2004
OSAIC FS, INC.
January 31, 1997 - October 14, 1999
FIRST UNION BROKERAGE SERVICES, INC.
October 23, 1995 - December 16, 1995
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2024)
(7/28/2022)
(7/28/2022)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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