Peter K. Doehla
Professional summary
Peter Kenneth Doehla, who also goes by Peter Kenneth Doehla, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Charlotte, North Carolina.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Kenneth Doehla's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2024 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 300 S Tryon St, Charlotte, NC 28202June 7, 2019 - October 16, 2023
LADENBURG THALMANN & CO. INC.
October 2, 2017 - March 15, 2019
TOURMALINE PARTNERS, LLC
November 15, 2012 - July 31, 2017
RAFFERTY CAPITAL MARKETS, LLC
February 23, 1996 - November 19, 2012
ROCHDALE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2024)
(3/15/2024)
(3/15/2024)
(3/15/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/24/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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