Jim C. Davis

EQUITABLE DISTRIBUTORS

Charlotte, NC 28262

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CRD#: 2653433

Professional summary

Jim Christian Davis, AIF® is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.

Jim is registered as a RR (Registered Representative) and started their career in finance in 1995. Jim has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jim Christian Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 24, 2025 - Present

EQUITABLE DISTRIBUTORS, LLC

Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262

CRD#: 25900

Charlotte, NC

Past

November 12, 2024 - September 23, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

ACWORTH, GA

Past

October 1, 2024 - September 23, 2025

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 19, 2016 - October 1, 2022

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

March 31, 2015 - September 2, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

December 6, 2012 - March 31, 2015

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 7, 2010 - November 2, 2012

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

HARTFORD, CT

Past

March 11, 2004 - December 21, 2009

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

January 12, 2001 - March 10, 2004

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

November 4, 1997 - January 12, 2001

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

April 5, 1996 - September 3, 1997

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 5, 1996 - September 3, 1997

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 13, 1995 - March 13, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 13, 1995 - March 13, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/25/2025)

Alaska
(10/27/2025)

Arizona
(10/30/2025)

Arkansas
(10/22/2025)

California
(10/21/2025)

Colorado
(10/22/2025)

Connecticut
(10/22/2025)

Delaware
(10/22/2025)

District of Columbia
(10/22/2025)

Florida
(9/24/2025)

Georgia
(9/25/2025)

Hawaii
(10/22/2025)

Idaho
(10/22/2025)

Illinois
(10/21/2025)

Indiana
(10/24/2025)

Iowa
(10/22/2025)

Kansas
(10/21/2025)

Kentucky
(10/21/2025)

Louisiana
(9/26/2025)

Maine
(10/21/2025)

Maryland
(10/28/2025)

Massachusetts
(10/22/2025)

Michigan
(10/21/2025)

Minnesota
(10/21/2025)

Mississippi
(9/24/2025)

Missouri
(10/23/2025)

Montana
(10/21/2025)

Nebraska
(10/21/2025)

Nevada
(10/22/2025)

New Hampshire
(10/22/2025)

New Jersey
(10/21/2025)

New Mexico
(10/22/2025)

New York
(10/22/2025)

North Carolina
(9/26/2025)

North Dakota
(10/30/2025)

Ohio
(10/22/2025)

Oklahoma
(10/21/2025)

Oregon
(10/21/2025)

Pennsylvania
(10/22/2025)

Puerto Rico
(10/27/2025)

Rhode Island
(10/22/2025)

South Carolina
(9/24/2025)

South Dakota
(10/21/2025)

Tennessee
(9/26/2025)

Texas
(9/24/2025)

Utah
(10/22/2025)

Vermont
(10/22/2025)

Virginia
(10/22/2025)

Washington
(10/21/2025)

West Virginia
(10/28/2025)

Wisconsin
(10/21/2025)

Wyoming
(10/24/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/5/2024

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/20/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EQUITABLE DISTRIBUTORS, LLC

AXA DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, INC. | AXA PARTNERS, A BUSINESS UNIT OF AXA DISTRIBUTORS, LLC

CRD#: 25900 / SEC#: , 8-42123

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

8501 Ibm Drive, Suite 150, Charlotte, NC 28262

Mailing Address

1345 Avenue Of The Americas, New York, NY 10105

Phone number

(212) 314-2137

Established

Delaware since 01/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
EQ HOLDINGS, LLC	OWNER
D'AUGUSTE, ARIELLE RACHEL	GENERAL COUNSEL	7252573
KAIS, JAMES MICHAEL	DIRECTOR	2529327
LANE, NICHOLAS BURRITT	CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER	4994948
LARUSSA, CHRISTOPHER JOHN	CHIEF COMPLIANCE OFFICER	4728315
SCANLON, STEPHEN CAULEY	DIRECTOR	2219308
SCAPPATOR, CANDACE LYNN	FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER	4697607

Disclosures

Arbitration

Red Flags

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Firm Stability Insights

Jim C. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jim Christian Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERITAS INVESTMENT COMPANY, LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/5/2024

Series 65

Date: 10/20/1995

Series 63

Date: 10/16/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/12/1995

FINRA

Current Firm

EQUITABLE DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

EQUITABLE DISTRIBUTORS, LLC

TRUST BUT VERIFY

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