SB
Steven Christopher Bender
BAADER HELVEA
NEW YORK, NY
·CRD# 2650187·31 years experienceProfessional Summary
Steven Christopher Bender, who also goes by Steven Bender, is a registered financial advisor currently at BAADER HELVEA INC. located in New York, New York and LIFESCI CAPITAL located in New York, New York. Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 73 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 86, Series 87, Series 55,...
At a Glance
Best-Interest Standard
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven Bender
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
BAADER HELVEA INC.·CRD# 132007
1. 420 Lexington Avenue Suite 804, New York, NY 101702. 420 Lexington Avenue Suite 804, New York, NY 10170BD
LIFESCI CAPITAL·CRD# 168404
1700 Broadway 40th Floor, New York, NY 10019BD
VISIONS ANALYSIS LLC·CRD# 286678
1. 24 Mckinley Avenue, Endicott, NY 137602. 24 Mckinley Avenue, Endicott, NY 13760BD
TRADIER BROKERAGE, INC.·CRD# 104982
1. 3420 Toringdon Way Suite 300, Charlotte, NC 282772. 3420 Toringdon Way Suite 300, Charlotte, NC 28277BD
ROSE & CO. CAPITAL ADVISORS, LLC·CRD# 168274
445 Park Avenue Suite 700, New York, NY 10022BD
CONDUENT SECURITIES, LLC·CRD# 135474
1. 2847 Long Branch Road, Spencer, TN 385852. Spencer, TNBD
TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC·CRD# 316822
1. Barnegat, NJ2. 900 Barnegat Blvd N Unit 102, Barnegat, NJ 08005BD
MODERN PRIVATE EQUITY PARTNERS, LLC·CRD# 326206
2847 Long Branch Road, Spencer, TN 38585BD
USMART CAPITAL, LLC·CRD# 329365
1. 515 Madison Ave. Suite 9023, New York, NY 100222. 515 Madison Ave. Suite 9023, New York, NY 10022BD
CAMPBELL LUTYENS & CO. INC.·CRD# 133376
630 Fifth Ave. 36th Floor, New York, NY 10111BD
AMVEST CAPITAL SECURITIES LLC·CRD# 329978
New York, NYBD
DECHEQUE SECURITIES LLC·CRD# 311020
Salt Lake City, UTBD
BLUE DIAMOND SECURITIES OF AMERICA LLC·CRD# 158821
New York, NYBD
VESTFI INC.·CRD# 312624
Miami, FLBD
ALBERT SECURITIES, LLC·CRD# 305928
Santa Barbara, CABD
PASSFOLIO SECURITIES, LLC·CRD# 299874
San Francisco, CABD
OPTIONS AI FINANCIAL LLC·CRD# 298008
New York, NYBD
ST INVEST LLC·CRD# 297470
Nashville, TNBD
RONDOUT PARTNERS, LLC·CRD# 298367
High Falls, NYBD
AVENUE SECURITIES LLC·CRD# 292589
Miami, FLBD
MHL INVESTMENTS·CRD# 2535
Midvale, UTBD
DYNAMIC CAPITAL INVESTMENTS, LLC·CRD# 290955
Phoenix, AZBD
INVESTX MARKETS LLC·CRD# 148248
New York, NYBD
SIXTEEN SECURITIES, INC.·CRD# 104025
South Miami, FLBD
PETERSEN INVESTMENTS, INC.·CRD# 38537
Loch Arbour, NJBD
BRYANT PARK CAPITAL SECURITIES, INC.·CRD# 20433
Blue Bell, PABD
MODERN EQUITY SERVICES LLC·CRD# 159040
Lakewood, COBD
RLJ CAPITAL MARKETS, LLC·CRD# 281119
Bethesda, MDBD
TRADIER BROKERAGE, INC.·CRD# 104982
Charlotte, NCBD
IMPACTIVE ADVISORS LLC·CRD# 208514
Nashville, TNBD
AFS SECURITIES, LLC·CRD# 171819
Boston, MABD
SEALION CAPITAL, LLC·CRD# 171807
New York, NYBD
VCP APEX (US)·CRD# 169090
New York, NYBD
FGC SECURITIES, LLC·CRD# 158399
New York, NYBD
MARSHBERRY CAPITAL, LLC.·CRD# 157384
Woodmere, OHBD
TSG SPECTRUM CAPITAL ADVISORS, LLC·CRD# 157805
Alexandria, VABD
XTELLUS CAPITAL PARTNERS, INC.·CRD# 156048
New York, NYBD
CRYSTAL BAY SECURITIES INC.·CRD# 142339
Delray Beach, FLBD
MAA - MENTOR ALTERNATIVE ADVISORS LLC·CRD# 154411
Greenwich, CTBD
UMTB SECURITIES INC.·CRD# 142289
New York, NYBD
LBC CAPITAL PARTNERS LLC·CRD# 148245
Washington, DCBD
WORDEN CAPITAL MANAGEMENT LLC·CRD# 148366
New York, NYBD
PANMURE LIBERUM INC·CRD# 148135
New York, NYBD
RK EQUITY CAPITAL MARKETS LLC·CRD# 148084
New York, NYBD
CROSS BORDER PRIVATE CAPITAL, L.L.C.·CRD# 41054
New York, NYBD
CFR-INC.·CRD# 148109
Redmond, WABD
VIEW PARTNERS CAPITAL LLC·CRD# 146522
New York, NYBD
BCW SECURITIES LLC·CRD# 144930
Westport, CTBD
SW FINANCIAL·CRD# 145012
Melville, NYBD
CREDIT SUISSE PRIVATE ADVISORS AG·CRD# 112892
ZurichBD
CLARKESON RESEARCH INC.·CRD# 143868
Oyster Bay, NYBD
CHURCHILL CAPITAL USA, INC.·CRD# 143278
New York, NYBD
TRIPOINT GLOBAL EQUITIES/BANQ(R)·CRD# 143174
New York, NYBD
CRYSTAL BAY SECURITIES INC.·CRD# 142339
Delray Beach, FLBD
PARK MADISON PARTNERS LLC·CRD# 140016
Port Washington, NYBD
LFC SECURITIES, LLC·CRD# 136952
Washington, DCBD
RLSP ASSOCIATES, LLC·CRD# 47220
Greenwich, CTBD
ALDERMAN & COMPANY CAPITAL, LLC·CRD# 136492
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WINDHAM SECURITIES, INC.·CRD# 20529
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MEDALIST SECURITIES INC.·CRD# 136356
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MCDONALD PARTNERS LLC·CRD# 135414
Cleveland, OHBD
SCOTTISH RE CAPITAL MARKETS, INC·CRD# 135708
Charlotte, NCBD
BURNS FINANCIAL CENTRE, INC.·CRD# 133545
Brecksville, OHBD
ATLANTIC EQUITIES, LLC·CRD# 121669
Greenwich, CTBD
MGS MARKET GUIDANCE SECURITIES, LLC·CRD# 133407
Jackson, NJBD
CHARLES STREET SECURITIES, INC.·CRD# 14216
LondonBD
WAYPOINT DIRECT INVESTMENTS, LLC·CRD# 132475
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HamiltonBD
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Current Firm
CL
CAMPBELL LUTYENS & CO. INC.CRD#: 133376 / SEC#: 8-66720
CAMPBELL LUTYENS & CO. INC.
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Contact Information
Main Address
630 Fifth Ave. 36th Floor, New York, NY 10111Mailing Address
630 Fifth Ave. 36th Floor, New York, NY 10111Phone Number
(212) 223-8448Established
Delaware since 03/04/2004Firm Type
CorporationFiscal Year End
AprilFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMPBELL LUTYENS HOLDINGS LIMITED | HOLDING CO. OWNER | — |
| BENDER, STEVEN CHRISTOPHER | FINANCIAL AND OPERATIONS PRINCIPAL | 2650187 |
| COOPER, GERALD LEWIS | DIRECTOR | 4848399 |
| DAVIDSSON, CHRISTOFFER | PRESIDENT/DIRECTOR | 3021081 |
| MARROQUIN, GUILLERMO | DIRECTOR | 2791001 |
| PANGBORN, JOEL WILLIAMSON | CHIEF COMPLIANCE OFFICER | 5489742 |
| SANDSTROM, SARAH ANNE | DIRECTOR | 2278556 |
| WIENER, GREGORY SETH | AMLCO/DIRECTOR | 4877612 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
RR
California(8/2/2024)
RR
Connecticut(8/2/2024)
RR
District of Columbia(7/12/2024)
RR
Florida(6/22/2024)
RR
Georgia(8/2/2024)
RR
Illinois(8/2/2024)
RR
Maine(8/2/2024)
RR
Maryland(8/2/2024)
RR
Missouri(8/2/2024)
RR
New Hampshire(8/2/2024)
RR
New Jersey(8/26/2022)
RR
Ohio(8/2/2024)
RR
Texas(6/26/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Oct 2004About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 1999Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 2000About the Series 28 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1996FINRA
SRO Registrations
SRO Registrations
NYSE American LLC
SRO Registrations
SRO Registrations
Nasdaq Stock Market
SRO Registrations
SRO Registrations
New York Stock Exchange
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Christopher Bender's CRS (Customer Relationship Summary).
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