Steven C. Bender
Professional summary
Steven Christopher Bender, who also goes by Steven Bender, is a registered financial professional currently at BAADER HELVEA INC. located in New York, New York and LIFESCI CAPITAL located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 71 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 86, Series 87, Series 55, Series 7, Series 10, Series 9, Series 27, Series 28, Series 53, Series 14, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Christopher Bender's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2010 - Present
BAADER HELVEA INC.
Office #1: 420 Lexington Avenue Suite 804, New York, NY 10170Office #2: 420 Lexington Avenue Suite 804, New York, NY 10170June 18, 2014 - Present
LIFESCI CAPITAL
Office #1: 1700 Broadway 40th Floor, New York, NY 10019August 4, 2016 - Present
BRYANT PARK CAPITAL SECURITIES, INC.
Office #1: 161 Washington St., Suite 310, Conshohocken, PA 19428Office #2: 161 Washington St., Suite 310, Conshohocken, PA 19428August 25, 2017 - Present
VISIONS ANALYSIS LLC
Office #1: 24 Mckinley Avenue, Endicott, NY 13760Office #2: 24 Mckinley Avenue, Endicott, NY 13760March 30, 2020 - Present
TRADIER BROKERAGE, INC.
Office #1: 3420 Toringdon Way Suite 300, Charlotte, NC 28277Office #2: 3420 Toringdon Way Suite 300, Charlotte, NC 28277April 21, 2021 - Present
ROSE & CO. CAPITAL ADVISORS, LLC
Office #1: 445 Park Avenue Suite 700, New York, NY 10022October 8, 2021 - Present
CONDUENT SECURITIES, LLC
Office #1: 2847 Long Branch Road, Spencer, TN 38585December 1, 2022 - Present
TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC
Office #2: 208 Potters Bluff Drive Apt 203, Panama City Beach, FL 32407December 22, 2023 - Present
MODERN PRIVATE EQUITY PARTNERS, LLC
Office #1: 2847 Long Branch Road, Spencer, TN 38585April 10, 2025 - November 10, 2025
AMVEST CAPITAL SECURITIES LLC
October 6, 2021 - August 8, 2022
DECHEQUE SECURITIES LLC
July 30, 2021 - March 31, 2023
BLUE DIAMOND SECURITIES OF AMERICA LLC
June 23, 2021 - January 31, 2024
VESTFI INC.
December 1, 2020 - April 18, 2022
ALBERT SECURITIES, LLC
June 27, 2019 - April 22, 2022
PASSFOLIO SECURITIES, LLC
May 1, 2019 - January 31, 2022
OPTIONS AI FINANCIAL LLC
March 4, 2019 - July 3, 2019
ST INVEST LLC
February 15, 2019 - September 9, 2020
RONDOUT PARTNERS, LLC
November 8, 2018 - March 8, 2024
AVENUE SECURITIES LLC
September 25, 2018 - July 13, 2020
MHL INVESTMENTS
June 5, 2018 - January 11, 2022
DYNAMIC CAPITAL INVESTMENTS, LLC
November 16, 2017 - May 13, 2020
INVESTX MARKETS LLC
March 7, 2017 - February 21, 2020
SIXTEEN SECURITIES, INC.
January 4, 2017 - June 7, 2019
PETERSEN INVESTMENTS, INC.
July 21, 2016 - December 31, 2017
MODERN EQUITY SERVICES LLC
April 22, 2016 - October 12, 2017
RLJ CAPITAL MARKETS, LLC
September 30, 2015 - December 13, 2017
TRADIER BROKERAGE, INC.
September 14, 2015 - June 2, 2017
IMPACTIVE ADVISORS LLC
February 6, 2015 - November 14, 2023
AFS SECURITIES, LLC
January 21, 2015 - August 22, 2017
SEALION CAPITAL, LLC
April 23, 2014 - September 20, 2022
VCP APEX (US)
November 26, 2012 - January 26, 2022
FGC SECURITIES, LLC
July 18, 2012 - May 7, 2025
MARSHBERRY CAPITAL, LLC.
April 3, 2012 - December 17, 2013
TSG SPECTRUM CAPITAL ADVISORS, LLC
September 19, 2011 - April 3, 2014
XTELLUS CAPITAL PARTNERS, INC.
March 18, 2011 - November 25, 2011
CRYSTAL BAY SECURITIES INC.
March 11, 2011 - October 28, 2020
MAA - MENTOR ALTERNATIVE ADVISORS LLC
June 1, 2010 - December 23, 2010
UMTB SECURITIES INC.
July 1, 2009 - May 19, 2015
LBC CAPITAL PARTNERS LLC
February 18, 2009 - June 4, 2019
WORDEN CAPITAL MANAGEMENT LLC
January 23, 2009 - February 8, 2022
PANMURE LIBERUM INC
January 21, 2009 - June 1, 2011
RK EQUITY CAPITAL MARKETS LLC
January 20, 2009 - August 30, 2011
CROSS BORDER PRIVATE CAPITAL, L.L.C.
November 12, 2008 - December 31, 2018
CFR-INC.
August 15, 2008 - August 3, 2009
VIEW PARTNERS CAPITAL LLC
February 5, 2008 - January 5, 2016
BCW SECURITIES LLC
January 24, 2008 - January 4, 2016
SW FINANCIAL
November 20, 2007 - July 2, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
October 4, 2007 - December 31, 2018
CLARKESON RESEARCH INC.
July 25, 2007 - August 8, 2012
CHURCHILL CAPITAL USA, INC.
May 25, 2007 - November 27, 2015
TRIPOINT GLOBAL EQUITIES/BANQ(R)
March 21, 2007 - June 5, 2009
CRYSTAL BAY SECURITIES INC.
August 16, 2006 - October 2, 2008
PARK MADISON PARTNERS LLC
August 1, 2006 - March 6, 2008
LFC SECURITIES, LLC
March 15, 2006 - May 26, 2011
RLSP ASSOCIATES, LLC
January 27, 2006 - October 4, 2011
ALDERMAN & COMPANY CAPITAL, LLC
January 18, 2006 - May 5, 2008
WINDHAM SECURITIES, INC.
January 3, 2006 - June 12, 2013
MEDALIST SECURITIES INC.
December 7, 2005 - January 22, 2009
MCDONALD PARTNERS LLC
November 14, 2005 - December 16, 2011
SCOTTISH RE CAPITAL MARKETS, INC
June 3, 2005 - January 18, 2006
BURNS FINANCIAL CENTRE, INC.
May 2, 2005 - November 30, 2012
ATLANTIC EQUITIES, LLC
April 20, 2005 - April 17, 2006
MGS MARKET GUIDANCE SECURITIES, LLC
January 19, 2005 - February 4, 2005
CHARLES STREET SECURITIES, INC.
January 13, 2005 - September 26, 2011
WAYPOINT DIRECT INVESTMENTS, LLC
August 9, 2004 - October 2, 2007
THREE CROWNS CAPITAL (BERMUDA) LIMITED
July 20, 2004 - September 29, 2004
PARETO SECURITIES LP
November 10, 2003 - October 4, 2011
CREATION CAPITAL LLC
July 3, 2002 - June 30, 2005
THE KELLEY GROUP, INC.
May 3, 2002 - December 31, 2006
GREAT LAKES CAPITAL PARTNERS LTD.
October 26, 1999 - June 3, 2003
M&T SECURITIES, INC.
October 21, 1997 - November 18, 1999
KEYBANC CAPITAL MARKETS INC.
June 6, 1996 - November 14, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2024)
(8/2/2024)
(7/12/2024)
(6/22/2024)
(8/2/2024)
(8/2/2024)
(8/2/2024)
(8/2/2024)
(8/2/2024)
(8/2/2024)
(8/26/2022)
(8/2/2024)
(6/26/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/22/1999
Limited Representative-Equity Trader ExamSeries 28
Date: 11/2/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 9/4/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
MODERN PRIVATE EQUITY PARTNERS, LLC
CRD#: 326206 / SEC#: , 8-71116
Contact information
FINRA licenses (3 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
