Edwin V. Leon
Professional summary
Edwin Victor Leon is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Stamford, Connecticut.
Edwin is registered as a RR (Registered Representative) and started their career in finance in 1995. Edwin has worked at 12 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edwin Victor Leon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 600 Summer St, Stamford, CT 06901August 10, 2021 - December 13, 2023
COWEN AND COMPANY
August 1, 2012 - February 10, 2022
COWEN PRIME SERVICES LLC
May 27, 2011 - July 31, 2012
RODMAN & RENSHAW, LLC
April 7, 2009 - May 27, 2011
HUDSON SECURITIES,INC.
March 20, 2009 - March 23, 2009
HUDSON SECURITIES,INC.
May 25, 2004 - April 7, 2009
SCHONFELD SECURITIES, LLC
June 13, 2003 - August 4, 2005
TRINIX SECURITIES LLC
June 27, 2002 - January 24, 2003
COMPLETE TRADE
July 18, 2001 - June 5, 2002
TRINIX SECURITIES LLC
September 9, 1998 - March 2, 2001
PROTRADER SECURITIES L.P.
July 7, 1997 - September 24, 1998
INSIGHT SECURITIES & TRADING, INC.
June 25, 1996 - July 16, 1997
BLOCK TRADING INC.
August 24, 1995 - September 28, 1995
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2023)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/30/1999
Limited Representative-Equity Trader ExamCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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