Christopher Michael Setaro
Professional Summary
Christopher Michael Setaro is a registered financial advisor currently at NPM SECURITIES, LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 14 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
NPM SECURITIES, LLC
Contact Information
Main Address
3 East 28th Street 7th Floor, New York, NY 10016Mailing Address
3 East 28th Street 7th Floor, New York, NY 10016Phone Number
(646) 968-7064Established
Delaware since 05/01/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Setaro's CRS (Customer Relationship Summary).
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