Andrew John Kroculick
Professional Summary
Andrew John Kroculick is a registered financial advisor currently at NPM SECURITIES, LLC located in New York, New York and NFSTX, LLC located in New York, New York. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2023. Andrew has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
NFSTX, LLC | SMTX, LLC
Contact Information
Main Address
3 East 28th Street 7th Floor, New York, NY 10016Mailing Address
3 East 28th Street 7th Floor, New York, NY 10016Phone Number
(212) 381-6440Established
Delaware since 07/23/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew John Kroculick's CRS (Customer Relationship Summary).
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