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Maria A. Luoni

TRU INDEPENDENCE ASSET MANAGEMENT
CHARLOTTE, NC 28209
Some features on this profile are disabled
CRD#: 2631827
ML

Professional summary

Maria Alicia Luoni, who also goes by Maria A Luoni, Maria Alicia Luoni, Maria Alicia Sexton, is a registered financial advisor currently at TRU INDEPENDENCE ASSET MANAGEMENT, LLC located in Charlotte, North Carolina and APW CAPITAL, INC. located in Charlotte, North Carolina.

Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Maria has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Maria A Luoni | Maria Alicia Luoni | Maria Alicia Sexton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. YellowWood Wealth Solutions, Yes investment related, 1515 Mockingbird Lane Suite 880 Charlotte North Carolina 28209, RIA, Associate Wealth Solutions, 7/1/2025, 144 hours per month, 117 hours per month during trading hours, planning client meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Alicia Luoni's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2025 - Present

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

Office #1: 1515 Mockingbird Lane Suite 800, Charlotte, NC 28209
RIA
CRD#: 168256
CHARLOTTE, NC
Current

September 19, 2025 - Present

APW CAPITAL, INC.

Office #1: 1515 Mockingbird Lane, Suite 880, Charlotte, NC 28209
BD
CRD#: 43814
Charlotte, NC
Past

February 27, 2025 - May 28, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Washington, DC
Past

February 21, 2025 - May 28, 2025

MORGAN STANLEY

BD
CRD#: 149777
Washington, DC
Past

April 28, 2008 - October 14, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
CHARLOTTE, NC
Past

March 11, 2008 - October 14, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

July 7, 2003 - February 28, 2008

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC
Past

October 21, 2002 - February 26, 2003

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
CHARLOTTE, NC
Past

October 21, 2002 - February 26, 2003

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

September 9, 2002 - October 22, 2002

BUCKHORN CAPITAL MANAGEMENT LLC

RIA
CRD#: 108457
CHARLOTTE, NC
Past

October 1, 2000 - October 24, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 18, 1995 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TRU INDEPENDENCE ASSET MANAGEMENT, LLC
ALLIUM FINANCIAL ADVISORS | YUVA WEALTH PLANNING | YELLOWWOOD WEALTH SOLUTIONS, LLC | WASHINGTON PARK ADVISORS | VALDA | TRU INDEPENDENCE, LLC | TRU INDEPENDENCE ASSET MANAGEMENT, LLC | TACTICAL ADVISOR 13, LLC | SAMARA CAPITAL | PURE PORTFOLIOS | PACES FERRY WEALTH ADVISORS | MOTIVE WEALTH ADVISORS | MARTINWRIGHT ADVISORY, LLC | JUPITER WEALTH MANAGEMENT | JEPPSON WEALTH MANAGEMENT | JADWIN ASSET MANAGEMENT | HABER INVESTMENT COUNSEL | CHIRON CAPITAL MANAGEMENT

CRD#: 168256 / SEC#: 801-78748

RIA
Registered Investment Advisory firm - (11/5/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
North Carolina
(7/15/2025)
RR
North Carolina
(9/19/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/25/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/20/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/27/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/17/1995
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TRU INDEPENDENCE ASSET MANAGEMENT, LLC
ALLIUM FINANCIAL ADVISORS | YUVA WEALTH PLANNING | YELLOWWOOD WEALTH SOLUTIONS, LLC | WASHINGTON PARK ADVISORS | VALDA | TRU INDEPENDENCE, LLC | TRU INDEPENDENCE ASSET MANAGEMENT, LLC | TACTICAL ADVISOR 13, LLC | SAMARA CAPITAL | PURE PORTFOLIOS | PACES FERRY WEALTH ADVISORS | MOTIVE WEALTH ADVISORS | MARTINWRIGHT ADVISORY, LLC | JUPITER WEALTH MANAGEMENT | JEPPSON WEALTH MANAGEMENT | JADWIN ASSET MANAGEMENT | HABER INVESTMENT COUNSEL | CHIRON CAPITAL MANAGEMENT

CRD#: 168256 / SEC#: 801-78748

RIA
Registered Investment Advisory firm - (11/5/2013 Approved)
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Contact information

Main Address
15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224
Mailing Address
Phone number
(971) 371-3444
Established
Firm type
Fiscal year end
# of Employees
42

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARTINWRIGHT ADVISORY DISCLOSURE BROCHURE (11/2/2025)
YELLOWWOOD WEALTH SOLUTIONS WRAP PROGRAM BROCHURE (6/10/2025)
YELLOWWOOD WEALTH SOLUTIONS DISCLOSURE BROCHURE (6/10/2025)
TIAM DISCLOSURE BROCHURE (3/25/2025)
DISCLOSURE BROCHURE FOR WASHINGTON PARK ADVISORS (3/12/2025)

Regulatory assets under management

Total Number of Accounts1,261
AUM (Assets Under Management)$ 575,284,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

CRD#: 168256Charlotte, NC 28209

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