Nicholas H. Wood
Professional summary
Nicholas H Wood, who also goes by Nicholas Wood, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Stamford, Connecticut.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1995. Nicholas has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas H Wood's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2003 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 263 Tresser Blvd Suite 1501, Stamford, CT 06901November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
October 9, 1995 - July 25, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2014)
(2/1/2011)
(2/10/2022)
(7/23/2003)
(2/10/2022)
(7/23/2003)
(11/30/2007)
(2/2/2024)
(4/29/2010)
(7/23/2003)
(2/10/2022)
(1/11/2024)
(7/23/2003)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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