David L. Musto
Professional summary
David Lawrence Musto, who also goes by David Musto, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Dresher, Pennsylvania.
David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Lawrence Musto's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2018 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 200 Dryden Road, Dresher, PA 19025September 12, 2017 - January 2, 2019
ASCENSUS FINANCIAL SERVICES, LLC.
September 2, 2014 - August 11, 2017
EMPOWER FINANCIAL SERVICES, INC.
January 3, 2011 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
March 5, 2007 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
December 6, 2004 - January 4, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 19, 2001 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
April 3, 1997 - May 3, 2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 1, 1995 - July 30, 1996
PD DISTRIBUTORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2018)
Exams
FINRA
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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