GS
Gus A. Sharp
CETERA INVESTMENT ADVISERS LLC
HAVRE, MT 59501
Some features on this profile are disabled
CRD#: 2622787
GS
Professional summary
Gus Arvin Sharp is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Havre, Montana and CETERA WEALTH SERVICES, LLC located in Billings, Montana.
Gus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gus has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:GUS A & TERRI JO SHARP; No; 206 78TH AVE; HAVRE; MT; 59501; RANCHING CATTLE/HORSES; OWNER; 2/20/2017; 15; 0; RAISING CATTLE & HORSES AND SELLING OFF SPRING. MANAGE THE RANCH.|NAME OF ENTITY:Sharp Enterprises, LLC; No; 108 1 STREET STE 5; HAVRE; MT; 59501; commercial office rental; president and treasurer; 1/1/2001; 4; 4; none|NAME OF ENTITY: Independent Insurance Agent; Yes; 108 1 STREET STE 5; HAVRE; MT; 59501; fixed insurance sales; Independent Insurance Agent; 5/14/2008; 1; 1; sales of fixed insurance products|NAME OF ENTITY:Gus Sharp dba Sharp Financial Services, Inc; Yes; 108 1ST ST STE 1; HAVRE; MT; 59501; DBA; owner; 12/1/2003; 240; 240; DBA for insurance and securities|NAME OF ENTITY:Lonesome Dove Properties LLP; No; 108 1ST STREET SUITE 2; HAVRE; MT; 59501; Residential real estate; Partial owner; 9/30/2011; 8; 8; oversee all aspects of rentovation, remodel and rental of unit.|NAME OF ENTITY:Assembly of God Church; Yes; 901 9TH ST W; HAVRE; MT; 39501; Religion; Finance Committee Member; 5/1/2012; 2; 2; Review income expenses and budgets, make recommendations to the board of directors.|
CRS (Client Relationship Summary) - RIA
Click below to view Gus Arvin Sharp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 108 1st St Ste 1, Havre, MT 59501RIA
CRD#: 105644
HAVRE, MT
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3936 Avenue B Suite A, Billings, MT 59102Office #2: 108 1st St Ste 1, Havre, MT 59501BD
CRD#: 13572
Billings, MT
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BILLINGS, MT
Past
September 26, 2003 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
HAVRE, MT
Past
July 1, 2003 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
HAVRE, MT
Past
June 27, 1997 - July 9, 2003
WADDELL & REED
RIA
CRD#: 866
HAVRE, MT
Past
June 7, 1995 - July 9, 2003
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/2/2023)
RR
Arizona(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Florida(3/2/2023)
RR
Georgia(3/2/2023)
RR
Idaho(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(3/1/2023)
RR
Iowa(6/9/2021)
RR
Louisiana(3/2/2023)
RR
Minnesota(8/2/2024)
RR
Montana(6/9/2021)
IAR
Montana(6/29/2023)
RR
New Mexico(6/15/2023)
RR
North Carolina(3/2/2023)
RR
Oklahoma(3/2/2023)
RR
Oregon(3/2/2023)
RR
Pennsylvania(3/28/2023)
RR
South Carolina(3/2/2023)
RR
South Dakota(6/9/2021)
RR
Texas(1/5/2023)
IAR
Texas(6/29/2023)
RR
Utah(1/5/2023)
RR
Washington(6/9/2021)
RR
Wyoming(3/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Havre, MT 59501TRUST BUT VERIFY
Monitor Gus Sharp
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
