Linus N. Nwaigwe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linus Nkem Nwaigwe, who also goes by Linus Nwaigwe Nkem, Linus Nkem Nwaigne, was a registered financial professional .
Linus is a previously registered financial professional and started their career in finance in 1995. Linus had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2002 - September 24, 2007
A.B. WATLEY DIRECT, INC.
October 10, 2001 - February 4, 2004
A.B. WATLEY, INC.
December 22, 1998 - October 10, 2001
ON-SITE TRADING, INC.
July 14, 1995 - May 29, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
A.B. WATLEY DIRECT, INC.
CRD#: 18663 / SEC#: , 8-36903
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
