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YF

Yitzhok Alexander Fox

CRD# 2386111·Registered 1993 - 2016
Barred: Yitzhok Alexander Fox was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Yitzhok Alexander Fox, who also goes by Y Alexander Fox, Yitzhok Alex Fox, was a registered financial advisor. Yitzhok was a previously registered financial professional and started their career in finance 1993 - 2016. Yitzhok had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 27, Series 4, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Y Alexander Fox, Yitzhok Alex Fox

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

DITTO TRADE, INC.·CRD# 151915
BD
Chicago, IL
December 22, 2014 - January 20, 2016
A.B. WATLEY DIRECT, INC.·CRD# 18663
BD
New York, NY
February 12, 2013 - May 31, 2013
DITTO TRADE, INC.·CRD# 151915
BD
Chicago, IL
July 9, 2010 - November 13, 2012
WEB STREET SECURITIES, INC.·CRD# 37733
BD
Deerfield, IL
April 21, 1995 - December 1, 1999
EMANUEL AND COMPANY·CRD# 7309
BD
New York, NY
September 14, 1993 - December 8, 1993
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
Bloomington, IL
August 13, 1993 - September 20, 1993

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Current Firm

DT
DITTO TRADE, INC.

DITTO TRADE, INC.

CRD#: 151915 / SEC#: 8-68410
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Illinois since 09/21/2009

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SOVESTECH, INC.PARENT—
FOX, YITZHOK ALEXANDERCHIEF FINANCIAL OFFICER/FINOP2386111
FOX, YITZHOK ALEXANDERCHIEF OPERATING OFFICER2386111
FOX, YITZHOK ALEXANDERCHIEF COMPLIANCE OFFICER2386111
FOX, YOSEF YEHUDACHIEF EXECUTIVE OFFICER2386001

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2009About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2010About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2010About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 2009About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1995About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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