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JL

Jason John Lowder

CRD# 2744489·Registered 1996 - 2016
Previously Registered: Being a previously registered professional could mean that Jason is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jason John Lowder was a registered financial advisor. Jason was a previously registered financial professional and started their career in finance 1996 - 2016. Jason had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

AURIGA USA, LLC·CRD# 121731
BD
New York, NY
April 1, 2016 - August 19, 2016
LIME TRADING CORP·CRD# 11826
BD
New York, NY
March 19, 2015 - February 2, 2016
SCOTTRADE, INC.·CRD# 8206
BD
Commack, NY
April 10, 2013 - November 5, 2014
A.B. WATLEY DIRECT, INC.·CRD# 18663
BD
Ny, Ny, NY
March 5, 2008 - April 4, 2013
TD AMERITRADE, INC.·CRD# 7870
BD
Jersey City, NJ
April 5, 2004 - May 30, 2007
INVESTEX SECURITIES GROUP, INC.·CRD# 30094
BD
New York, NY
March 31, 2003 - January 2, 2004
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 9, 2001 - February 25, 2003
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
July 26, 2000 - October 3, 2001
NEBRASKA HUDSON COMPANY, INC.·CRD# 27501
BD
Omaha, NE
May 13, 1998 - October 25, 2000
RENAISSANCE FINANCIAL SECURITIES CORP.·CRD# 10735
BD
February 12, 1997 - December 23, 1997
MATRIX SECURITIES CORPORATION·CRD# 30991
BD
Garden City, NY
December 5, 1996 - December 17, 1996
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
October 29, 1996 - November 8, 1996
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
July 15, 1996 - October 18, 1996
ROYCE INVESTMENT GROUP, INC.·CRD# 10494
BD
Woodbury, NY
June 28, 1996 - August 13, 1996

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Current Firm

AU
AURIGA USA, LLC

AURIGA USA, INC. | GARDEN CITY CAPITAL, INC. | AURIGA USA, LLC

CRD#: 121731 / SEC#: 8-65441
BD
Terminated by SEC on 02/24/2019

Contact Information

Established

New York since 12/23/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AURIGA INTERNATIONAL LLCMEMBER—
ADAMS, JASONCO-PRESIDENT, HEAD OF TRADING2690575
HENDRICKSON, GEORGE ALEXANDER BROWNCO-PRESIDENT, HEAD OF SALES2382347
HURD, JONATHAN SCOTTCCO4159864
ZORRILLA, JOSHUA MELIDOFINOP5514531

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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