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Eric Paul Henkels Jr

GLOBAL DIGITAL MARKETS
NEWPORT BEACH, CA
·CRD# 2577397·31 years experience

Professional Summary

Eric Paul Henkels JR, who also goes by Eric P Henkels, Eric Paul Henkels, is a registered financial advisor currently at GLOBAL DIGITAL MARKETS located in Newport Beach, California. Eric is registered as a RR (Registered Representative) and started their career in finance in 1995. Eric has worked at 8 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric P Henkels, Eric Paul Henkels

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

GLOBAL DIGITAL MARKETS·CRD# 298720
BD
120 Newport Center Drive Suite 50, Newport Beach, CA 92660
October 31, 2023 - Present
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Irvine, CA
July 17, 2014 - July 19, 2016
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Irvine, CA
July 17, 2014 - July 19, 2016
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
November 11, 2011 - November 22, 2013
CLEARBRIDGE INVESTMENTS, LLC·CRD# 137028
RIA
New York, NY
December 14, 2005 - August 8, 2011
FRANKLIN DISTRIBUTORS, LLC·CRD# 109064
BD
San Mateo, CA
December 1, 2005 - August 8, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Los Angeles, CA
November 2, 2005 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
February 10, 2003 - December 1, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC·CRD# 8326
BD
Hartford, CT
May 11, 1999 - July 12, 2002
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
January 25, 1995 - May 6, 1999

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Current Firm

GD
GLOBAL DIGITAL MARKETS

CLEAR CAPITAL ADVISORS | ZATARA CAPITAL SECURITIES LLC | ZATARA CAPITAL SECURITIES L.P. | GLOBAL DIGITAL MARKETS LLC | GLOBAL DIGITAL MARKETS | CLEAR CAPITAL SECURITIES, LLC | CLEAR CAPITAL SECURITIES LP

CRD#: 298720 / SEC#: 8-70303
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

120 Newport Center Drive Suite 50, Newport Beach, CA 92660

Mailing Address

120 Newport Center Drive Suite 50, Newport Beach, CA 92660

Phone Number

(949) 534-8340

Established

California since 07/30/2025

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GLOBAL DIGITAL MARKETS, LLCGENERAL PARTNER—
HENKELS, ERIC PAUL JRMANAGING PARTNER2577397
LAWSON, SEAN CHRISTOPHERCHIEF COMPLIANCE OFFICER2536371
TARRA, SCOTT PATRICKFINANCIAL AND OPERATIONS PRINCIPAL4593965

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(4/18/2025)
RR
California
(5/16/2025)
RR
South Dakota
(5/5/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2024About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2004About the Series 65 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Paul Henkels JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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