Sean Christopher Lawson
Professional Summary
Sean Christopher Lawson is a registered financial advisor currently at INTEGRITY BROKERAGE, LLC located in Seattle, Washington and GLOBAL DIGITAL MARKETS located in Newport Beach, California. Sean is registered as a RR (Registered Representative) and started their career in finance in 1994. Sean has worked at 22 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 3, Series 31, Series 7, Series 14, Series 4, Series 53 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
CLEAR CAPITAL ADVISORS | ZATARA CAPITAL SECURITIES LLC | ZATARA CAPITAL SECURITIES L.P. | GLOBAL DIGITAL MARKETS LLC | GLOBAL DIGITAL MARKETS | CLEAR CAPITAL SECURITIES, LLC | CLEAR CAPITAL SECURITIES LP
Contact Information
Main Address
120 Newport Center Drive Suite 50, Newport Beach, CA 92660Mailing Address
120 Newport Center Drive Suite 50, Newport Beach, CA 92660Phone Number
(949) 534-8340Established
California since 07/30/2025Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/8/2022)
(1/23/2025)
(3/18/2025)
(5/5/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sean Christopher Lawson's CRS (Customer Relationship Summary).
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