Scott Patrick Tarra
Professional Summary
Scott Patrick Tarra is a registered financial advisor currently at GCMI SECURITIES CORP. located in Irvine, California and GALT FINANCIAL GROUP, INC. located in Westlake Village, California. Scott is registered as a RR (Registered Representative) and started their career in finance in 2002. Scott has worked at 24 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
MADISON CAPITAL MARKETS LLC
Contact Information
Main Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660Mailing Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660Phone Number
(949) 281-0366Established
Delaware since 05/28/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Patrick Tarra's CRS (Customer Relationship Summary).
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