ES
Eric S. Sparling
WESBANCO SECURITIES
Hilliard, OH 43026
Some features on this profile are disabled
CRD#: 2575062
ES
Professional summary
Eric S Sparling, who also goes by Eric Steven Sparling, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Hilliard, Ohio.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Eric has worked at 14 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Steven Sparling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
3) 06/20/2025 - Wesbanco Wealth Management Services - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/16/2025 - 160 Hrs/Mth - 8 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Eric S Sparling's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric S Sparling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2025 - Present
WESBANCO SECURITIES, INC.
Office #1: 4501 Cemetery Rd., Hilliard, OH 43026Office #2: 279 Jamesway Drive, Marion, OH 43302Office #3: 118 S. Sandusky Ave., Upper Sandusky, OH 43351Office #4: 128 S. Vance Street, Carey, OH 43316RIA
BD
CRD#: 43276
Hilliard, OH
Current
September 2, 2025 - Present
WESBANCO SECURITIES, INC.
Office #1: 4501 Cemetery Rd., Hilliard, OH 43026Office #2: 279 Jamesway Drive, Marion, OH 43302Office #3: 118 S. Sandusky Ave., Upper Sandusky, OH 43351Office #4: 128 S. Vance Street, Carey, OH 43316RIA
BD
CRD#: 43276
Hilliard, OH
Past
July 1, 2021 - September 3, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
MARION, OH
Past
July 1, 2021 - September 3, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
MARION, OH
Past
July 23, 2018 - July 1, 2021
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
MARION, OH
Past
July 23, 2018 - July 1, 2021
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
MARION, OH
Past
June 22, 2018 - July 17, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Marion, OH
Past
June 22, 2018 - July 17, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Marion, OH
Past
March 4, 2016 - July 17, 2018
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
Marion, OH
Past
March 1, 2016 - July 17, 2018
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
Marion, OH
Past
October 1, 2012 - December 8, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
MARION, OH
Past
October 1, 2012 - December 8, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MARION, OH
Past
March 8, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
MARION, OH
Past
March 7, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MARION, OH
Past
November 30, 2006 - March 8, 2007
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COLUMBUS, OH
Past
May 15, 2006 - March 8, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COLUMBUS, OH
Past
August 9, 2005 - March 22, 2006
OSAIC FA, INC.
RIA
CRD#: 3978
MARION, OH
Past
August 5, 2005 - March 22, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 5, 2005 - March 22, 2006
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
February 23, 2004 - August 2, 2005
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
July 3, 2002 - January 23, 2004
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
February 17, 1995 - June 12, 2002
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/2/2025)
IAR
Arizona(9/23/2025)
RR
Indiana(10/21/2025)
RR
Ohio(9/2/2025)
IAR
Ohio(9/3/2025)
RR
Texas(9/16/2025)
IAR
Texas(9/16/2025)
RR
Wisconsin(9/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESBANCO SECURITIES, INC.
CRD#: 43276Hilliard, OH 43026TRUST BUT VERIFY
Monitor Eric Sparling
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
