Michael T. Brophy
Professional summary
Michael Timothy Brophy is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Conshohocken, Pennsylvania.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Timothy Brophy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2020 - Present
FORESIDE FUND SERVICES, LLC
Office #1: Eight Tower Bridge 161 Washington Street, Seventh Floor, Conshohocken, PA 19428May 13, 2016 - October 11, 2019
FORESIDE FUND SERVICES, LLC
September 19, 2006 - February 6, 2008
SEI INVESTMENTS DISTRIBUTION CO.
March 24, 2004 - November 17, 2004
PERSIMMON SECURITIES, INC.
August 18, 2003 - November 17, 2004
FORESIDE FUNDS DISTRIBUTORS LLC
February 12, 2003 - July 3, 2003
BACAP DISTRIBUTORS, LLC
June 2, 1998 - July 19, 2002
OLD MUTUAL INVESTMENT PARTNERS
January 16, 1998 - June 5, 1998
SEI INVESTMENTS DISTRIBUTION CO.
February 2, 1996 - August 9, 1996
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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