Daniel M. Gillen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Michael Gillen, who also goes by Daniel Gillen, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2013 - November 15, 2013
FOUR POINTS CAPITAL PARTNERS LLC
January 30, 2002 - August 2, 2013
NEWBRIDGE SECURITIES CORPORATION
October 22, 1999 - January 23, 2002
PREFERRED SECURITIES GROUP, INC.
September 17, 1998 - October 21, 1999
FIN-ATLANTIC SECURITIES, INC.
January 16, 1995 - December 23, 1997
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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