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William Leslie Thatcher

FIN2

NEW YORK, NY

·CRD# 2564782·26 years experience

Professional Summary

William Leslie Thatcher, who also goes by Bill Thatcher, Will Thatcher, is a registered financial advisor currently at FIN2 located in New York, New York and UNEST SECURITIES, LLC located in Laramie, Wyoming. William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 15 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Thatcher, Will Thatcher

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

FIN2·CRD# 316863

BD

112 West 34th St. 18th Floor, New York, NY 10120

October 16, 2024 - Present

UNEST SECURITIES, LLC·CRD# 309955

BD

221 S. 2nd Street, Laramie, WY 82070

January 29, 2026 - Present

AIRWALLEX CAPITAL (US) LLC·CRD# 332388

BD

San Francisco, CA

October 15, 2025 - July 23, 2026

BOSONIC SECURITIES·CRD# 317012

BD

Ponte Vedra Beach, FL

January 24, 2025 - May 20, 2025

DALMORE GROUP LLC·CRD# 136352

BD

Laguna Woods, CA

November 7, 2024 - April 2, 2026

TECHSPEED CLEARING LLC·CRD# 313766

BD

Addison, TX

March 11, 2022 - June 24, 2025

VELOX CLEARING LLC·CRD# 290215

BD

Anaheim, CA

December 20, 2018 - May 14, 2021

BTIG, LLC·CRD# 122225

BD

Dallas, TX

April 1, 2014 - October 16, 2018

EZE CASTLE TRANSACTION SERVICES LLC·CRD# 132246

BD

Waltham, MA

April 12, 2013 - April 2, 2014

COWEN EXECUTION SERVICES LLC·CRD# 35693

BD

San Francisco, CA

July 8, 2011 - April 5, 2013

ELECTRONIC TRANSACTION CLEARING, INC.·CRD# 146122

BD

Los Angeles, CA

September 22, 2009 - July 1, 2011

ARCHIPELAGO TRADING SERVICES, INC.·CRD# 15853

BD

Chicago, IL

January 22, 2004 - March 2, 2009

ARCHIPELAGO SECURITIES L.L.C.·CRD# 102500

BD

Chicago, IL

August 16, 2002 - March 2, 2009

WAVE SECURITIES, LLC·CRD# 43705

BD

Chicago, IL

August 20, 2001 - August 16, 2002

CITIZENS JMP SECURITIES, LLC·CRD# 22208

BD

San Francisco, CA

April 13, 1995 - March 13, 1996

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Current Firm

US

UNEST SECURITIES, LLC

UNEST SECURITIES, LLC

CRD#: 309955 / SEC#: 8-70576

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

221 S. 2nd Street, Laramie, WY 82070

Mailing Address

221 S. 2nd Street, Laramie, WY 82070

Phone Number

(818) 275-0041

Established

Delaware since 06/22/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
UNEST HOLDINGS, INC	PARENT COMPANY	—
FINCH, CHARLES LYNN	CHIEF COMPLIANCE OFFICER/CEO	2326757
STEWART, SCOTT ALEXANDER	FINOP	6977422

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Anthony J. Macagna

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(6/4/2025)

RR

Alaska
(6/4/2025)

RR

Arizona
(6/4/2025)

RR

Arkansas
(6/4/2025)

RR

California
(10/16/2024)

RR

Colorado
(6/4/2025)

RR

Connecticut
(6/4/2025)

RR

Delaware
(6/4/2025)

RR

District of Columbia
(6/4/2025)

RR

Florida
(6/4/2025)

RR

Georgia
(6/4/2025)

RR

Hawaii
(6/4/2025)

RR

Idaho
(6/4/2025)

RR

Illinois
(6/4/2025)

RR

Indiana
(6/4/2025)

RR

Iowa
(6/4/2025)

RR

Kansas
(6/4/2025)

RR

Kentucky
(6/4/2025)

RR

Louisiana
(6/4/2025)

RR

Maine
(6/4/2025)

RR

Maryland
(6/4/2025)

RR

Massachusetts
(6/4/2025)

RR

Michigan
(6/4/2025)

RR

Minnesota
(6/4/2025)

RR

Mississippi
(6/4/2025)

RR

Missouri
(5/22/2025)

RR

Montana
(6/4/2025)

RR

Nebraska
(6/4/2025)

RR

Nevada
(6/4/2025)

RR

New Hampshire
(6/4/2025)

RR

New Jersey
(6/4/2025)

RR

New Mexico
(6/4/2025)

RR

New York
(10/16/2024)

RR

North Carolina
(6/4/2025)

RR

North Dakota
(6/4/2025)

RR

Ohio
(6/9/2025)

RR

Oklahoma
(6/4/2025)

RR

Oregon
(6/4/2025)

RR

Pennsylvania
(6/4/2025)

RR

Puerto Rico
(1/8/2026)

RR

Rhode Island
(6/4/2025)

RR

South Carolina
(6/4/2025)

RR

South Dakota
(6/4/2025)

RR

Tennessee
(6/4/2025)

RR

Texas
(6/4/2025)

RR

Utah
(6/4/2025)

RR

Vermont
(5/12/2025)

RR

Virginia
(6/4/2025)

RR

Washington
(6/4/2025)

RR

West Virginia
(6/4/2025)

RR

Wisconsin
(6/4/2025)

RR

Wyoming
(6/4/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2015About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Nov 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2016

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2002About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Leslie Thatcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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