Charles Lynn Finch
Professional Summary
Charles Lynn Finch, who also goes by Chuck Finch, is a registered financial advisor currently at UNEST SECURITIES, LLC located in Laramie, Wyoming. Charles is registered as a RR (Registered Representative) and started their career in finance in 1993. Charles has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chuck Finch
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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KINGSVIEW WEALTH MANAGEMENT, LLC
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
UNEST SECURITIES, LLC
Contact Information
Main Address
221 S. 2nd Street, Laramie, WY 82070Mailing Address
221 S. 2nd Street, Laramie, WY 82070Phone Number
(818) 275-0041Established
Delaware since 06/22/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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KINGSVIEW WEALTH MANAGEMENT, LLC
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State Registrations and Notice Filings
(2/4/2026)
(7/23/2024)
(1/30/2026)
(2/10/2026)
(1/30/2026)
(2/2/2026)
(1/30/2026)
(2/5/2026)
(1/30/2026)
(2/3/2026)
(1/30/2026)
(2/9/2026)
(4/6/2025)
(1/30/2026)
(1/30/2026)
(1/30/2026)
(3/16/2026)
(10/18/2024)
(4/24/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Charles Lynn Finch's CRS (Customer Relationship Summary).
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