Scott Alexander Stewart
Professional Summary
Scott Alexander Stewart, who also goes by Scott Stewart, is a registered financial advisor currently at BAKER TILLY CAPITAL, LLC located in Madison, Wisconsin and W G SECURITIES, LLC located in West Hartford, Connecticut. Scott is registered as a RR (Registered Representative) and started their career in finance in 2020. Scott has worked at 15 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Stewart
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
BATES SECURITIES, INC.
Contact Information
Main Address
8437 Northern Ave, Rockford, IL 61107Mailing Address
8437 Northern Ave, Rockford, IL 61107Phone Number
(815) 332-4020Established
Illinois since 06/07/1982Firm Type
CorporationFiscal Year End
JanuaryFirm Size
SmallFINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/30/2026)
(9/30/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Alexander Stewart's CRS (Customer Relationship Summary).
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