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Jon Joseph Demichiel

ENDEAVOR CAPITAL
NEW YORK, NY
·CRD# 2540747·31 years experience

Professional Summary

Jon Joseph Demichiel is a registered financial advisor currently at ENDEAVOR CAPITAL located in New York, New York. Jon is registered as a RR (Registered Representative) and started their career in finance in 1995. Jon has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 14 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ENDEAVOR CAPITAL·CRD# 118820
BD
1. 40 Wall Street Suite 2924, New York, NY 100052. 30 Broad Street, Suite 1419, New York, NY 10004
April 14, 2003 - Present
DALTON KENT SECURITIES GROUP, INC.·CRD# 38813
BD
New York, NY
February 18, 1999 - April 10, 2001
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
August 13, 1997 - December 31, 1998
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
October 25, 1996 - August 12, 1997
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
September 11, 1995 - October 14, 1996
A. R. BARON & CO., INC.·CRD# 29285
BD
New York, NY
August 7, 1995 - September 22, 1995
MONROE PARKER SECURITIES, INC.·CRD# 31204
BD
Purchase, NY
March 13, 1995 - August 4, 1995

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Current Firm

EC
ENDEAVOR CAPITAL

BLUE BAY CAPITAL, LTD. | ENDEAVOR CAPITAL HOLDINGS GROUP LLC | ENDEAVOR CAPITAL

CRD#: 118820 / SEC#: 8-53696
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

40 Wall Street Suite 2924, New York, NY 10005

Mailing Address

40 Wall Street Suite 2924, New York, NY 10005

Phone Number

(212) 668-4600

Established

New York since 12/01/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
1373472 B.C. LTDSHAREHOLDER—
DEMICHIEL, JON JOSEPHCCO,CEO,COO,GP2540747
RIEDEL, RONN LESLIECFO, FINOP1566644

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/13/2024)
RR
Arizona
(2/12/2024)
RR
California
(8/19/2003)
RR
Colorado
(2/2/2024)
RR
Connecticut
(10/22/2003)
RR
Florida
(8/28/2003)
RR
Georgia
(2/1/2024)
RR
Illinois
(4/21/2005)
RR
Louisiana
(1/22/2024)
RR
Nevada
(1/23/2024)
RR
New Jersey
(9/21/2007)
RR
New York
(7/18/2003)
RR
Washington
(1/17/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1995About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jon Joseph Demichiel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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