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Ronn Leslie Riedel

ENDEAVOR CAPITAL
NEW YORK, NY
·CRD# 1566644·39 years experience

Professional Summary

Ronn Leslie Riedel is a registered financial advisor currently at ENDEAVOR CAPITAL located in New York, New York. Ronn is registered as a RR (Registered Representative) and started their career in finance in 1987. Ronn has worked at 22 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ENDEAVOR CAPITAL·CRD# 118820
BD
40 Wall Street Suite 2924, New York, NY 10005
February 14, 2017 - Present
ALPINE SECURITIES CORPORATION·CRD# 14952
BD
Salt Lake City, UT
December 15, 2020 - December 26, 2023
ENDEAVOR CAPITAL·CRD# 118820
BD
New York, NY
January 1, 2007 - January 28, 2010
FINANCIAL ADVISORS NETWORK, LLC·CRD# 115284
BD
West Palm Beach, FL
March 7, 2002 - December 2, 2005
CYBERVEST SECURITIES INC.·CRD# 40767
BD
Ft. Lauderdale, FL
December 4, 2001 - March 7, 2002
GOLDEN EAGLE SECURITIES, INC.·CRD# 19586
BD
New York, NY
April 3, 2001 - February 10, 2025
UNITED CAPITAL MARKETS, INC.·CRD# 40980
BD
Miami, FL
May 24, 2000 - August 4, 2000
GOLDEN EAGLE SECURITIES, INC.·CRD# 19586
BD
New York, NY
February 1, 2000 - May 4, 2000
STONEBRIAR SECURITIES, INC.·CRD# 19193
BD
North Palm Beach, FL
November 3, 1999 - January 20, 2000
OMNIVEST, INC.·CRD# 13396
BD
Denver, CO
August 13, 1999 - September 14, 2000
WHITEHORNE & COMPANY, LTD.·CRD# 28724
BD
Smithfield, RI
July 30, 1999 - September 21, 2001
FALCON INVESTMENT CORP.·CRD# 42231
BD
Denver, CO
October 29, 1997 - October 31, 1997
DMK ADVISOR GROUP, INC.·CRD# 41067
BD
Lutz, FL
July 31, 1996 - December 6, 2001
KOHN, HEBERT & ASSOCIATES, LTD.·CRD# 31084
BD
May 3, 1996 - September 13, 1996
HARRISON DOUGLAS, INC.·CRD# 16515
BD
Aurora, CO
April 3, 1996 - June 18, 1996
ARGO SECURITIES CORP.·CRD# 38473
BD
Plano, TX
September 29, 1995 - March 21, 2002
REGENCY CAPITAL GROUP, INC.·CRD# 30764
BD
Glendale, CA
October 12, 1994 - May 26, 1995
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.·CRD# 13741
BD
El Paso, TX
June 4, 1993 - October 8, 1993
KOHN, HEBERT & ASSOCIATES, LTD.·CRD# 31084
BD
April 15, 1993 - June 22, 1993
LP CHARLES & COMPANY, INC.·CRD# 27020
BD
September 2, 1992 - May 17, 1994
MILLS FINANCIAL SERVICES, INC.·CRD# 10537
BD
Lake Bluff, IL
October 21, 1991 - November 8, 1995
AMR SECURITIES, INC.·CRD# 23368
BD
September 26, 1991 - October 8, 1991
ROYCE PARK INVESTMENTS, INC.·CRD# 16539
BD
October 24, 1990 - January 31, 1991
FINNET SECURITIES, INC.·CRD# 17960
BD
October 19, 1988 - May 24, 1990
R.B. MARICH, INC.·CRD# 13227
BD
August 3, 1987 - August 5, 1988

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Current Firm

EC
ENDEAVOR CAPITAL

BLUE BAY CAPITAL, LTD. | ENDEAVOR CAPITAL HOLDINGS GROUP LLC | ENDEAVOR CAPITAL

CRD#: 118820 / SEC#: 8-53696
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

40 Wall Street Suite 2924, New York, NY 10005

Mailing Address

40 Wall Street Suite 2924, New York, NY 10005

Phone Number

(212) 668-4600

Established

New York since 12/01/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
1373472 B.C. LTDSHAREHOLDER—
DEMICHIEL, JON JOSEPHCCO,CEO,COO,GP2540747
RIEDEL, RONN LESLIECFO, FINOP1566644

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1987About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ronn Leslie Riedel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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