John Stratton Tolmie
Professional Summary
John Stratton Tolmie, who also goes by John S Tolmie III, John Stratton Tolmie III, is a registered financial advisor currently at CYPRESS ASSOCIATES located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John S Tolmie Iii, John Stratton Tolmie Iii
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
CYPRESS ASSOCIATES | CYPRESS PARTNERS LLC
Contact Information
Main Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017Mailing Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017Phone Number
(212) 682-2222Established
Connecticut since 10/01/2003Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/15/2012)
(10/20/2005)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Stratton Tolmie's CRS (Customer Relationship Summary).
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