Kevin Michael Sweeney
Professional Summary
Kevin Michael Sweeney is a registered financial advisor currently at CYPRESS ASSOCIATES located in New York, New York. Kevin is registered as a RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
CYPRESS ASSOCIATES | CYPRESS PARTNERS LLC
Contact Information
Main Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017Mailing Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017Phone Number
(212) 682-2222Established
Connecticut since 10/01/2003Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/1/2014)
(8/13/2014)
(9/16/2004)
(8/19/2014)
(3/12/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2004About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin Michael Sweeney's CRS (Customer Relationship Summary).
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