Kevin R. Kautzer
Professional summary
Kevin Robert Kautzer is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Robert Kautzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2008 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262January 1, 2007 - January 29, 2008
RIVERSOURCE DISTRIBUTORS, INC.
September 28, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
September 28, 2004 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
March 26, 2002 - August 2, 2004
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - March 26, 2002
WELLS FARGO INVESTMENTS, LLC
November 26, 1997 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 24, 1996 - November 14, 1997
IDS LIFE INSURANCE COMPANY
January 24, 1996 - November 14, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
December 19, 1994 - June 14, 1995
BNY CLEARING SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2008)
(1/29/2008)
(3/13/2014)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
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