Ralston Permar Roberts
Professional Summary
Ralston Permar Roberts, who also goes by Ralston Permar Roberts Jr, is a registered financial advisor currently at VELOCITY CLEARING, LLC located in New York, New York and TOR BROKERAGE LLC located in Hazlet, New Jersey. Ralston is registered as a RR (Registered Representative) and started their career in finance in 1998. Ralston has worked at 10 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 82TO, SIE, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ralston Permar Roberts Jr
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
TOR BROKERAGE LLC
Contact Information
Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730Phone Number
(732) 375-2459Established
Delaware since 02/09/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/24/2024)
(4/24/2023)
(4/24/2023)
(4/24/2023)
(4/24/2023)
(4/24/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jun 2026About the Series 52TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Apr 2023About the Series 82TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1998About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2011About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ralston Permar Roberts's CRS (Customer Relationship Summary).
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