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JW

John Lawrence Wentzell

ASTOR RIDGE N.A. LLP
RUMSON, NJ
·CRD# 2519139·32 years experience

Professional Summary

John Lawrence Wentzell, who also goes by John Lawrence Wentzeu, is a registered financial advisor currently at ASTOR RIDGE N.A. LLP located in Rumson, New Jersey. John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3, Series 17, Series 55, Series 24 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Lawrence Wentzeu

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

ASTOR RIDGE N.A. LLP·CRD# 282626
BD
60 Rumson Road, Rumson, NJ 07760
December 12, 2016 - Present
MF GLOBAL INC.·CRD# 6731
BD
London
February 8, 2006 - April 2, 2009
NEWEDGE USA, LLC·CRD# 36118
BD
Chicago, IL
June 14, 2002 - January 6, 2004
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
January 27, 1999 - June 23, 2000
MF GLOBAL INC.·CRD# 6731
BD
New York, NY
August 5, 1994 - December 15, 1994

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Current Firm

AR
ASTOR RIDGE N.A. LLP

ASTOR RIDGE N.A. LLP

CRD#: 282626 / SEC#: 8-69728
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

60 Rumson Road, Rumson, NJ 07760

Mailing Address

60 Rumson Road, Rumson, NJ 07760

Phone Number

(212) 729-8387

Firm Type

Partnership

Fiscal Year End

March

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ASTOR RIDGE LLPGENERAL PARTNER—
BRIGHTON, CHRISTOPHER SLIMITED PARTNER / CCO1966750
GRAY, JOHN CLARKECFO / FINOP1367440
LOCKARD, JAMES CHARLESLIMITED PARTNER1580517
WENTZELL, JOHN LAWRENCELIMITED PARTNER2519139

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(8/25/2025)
RR
New York
(3/2/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2020About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1994About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2016About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2016About the Series 3 exam

Series 17 — Limited Registered Representative Examination

Passed Feb 2006

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 1999

Series 24 — General Securities Principal Examination

Passed Nov 1994About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1994About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Lawrence Wentzell's CRS (Customer Relationship Summary).

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