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Christopher S Brighton

ASTOR RIDGE N.A. LLP
Rumson, NJ
·CRD# 1966750·37 years experience

Professional Summary

Christopher S Brighton, who also goes by Christopher Brighton Young, is a registered financial advisor currently at ASTOR RIDGE N.A. LLP located in Rumson, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1989. Christopher has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Brighton Young

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

ASTOR RIDGE N.A. LLP·CRD# 282626
BD
60 Rumson Road, Rumson, NJ 07760
September 6, 2016 - Present
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
January 2, 2015 - March 30, 2016
NEWEDGE USA, LLC·CRD# 36118
BD
New York, NY
May 28, 1999 - January 2, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 19, 1989 - March 18, 1999

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Current Firm

AR
ASTOR RIDGE N.A. LLP

ASTOR RIDGE N.A. LLP

CRD#: 282626 / SEC#: 8-69728
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

60 Rumson Road, Rumson, NJ 07760

Mailing Address

60 Rumson Road, Rumson, NJ 07760

Phone Number

(212) 729-8387

Firm Type

Partnership

Fiscal Year End

March

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ASTOR RIDGE LLPGENERAL PARTNER—
BRIGHTON, CHRISTOPHER SLIMITED PARTNER / CCO1966750
GRAY, JOHN CLARKECFO / FINOP1367440
LOCKARD, JAMES CHARLESLIMITED PARTNER1580517
WENTZELL, JOHN LAWRENCELIMITED PARTNER2519139

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(6/24/2021)
RR
New York
(9/29/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1989About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher S Brighton's CRS (Customer Relationship Summary).

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