Gregory F Fawcett Ii
Professional Summary
Gregory F Fawcett II, who also goes by Gregory F (ii) Fawcett, Gregory Franklin Fawcett II, is a registered financial advisor currently at JONES LANG LASALLE SECURITIES, LLC located in Charlotte, North Carolina. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 6 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, Series 52TO, SIE, Series 50, Series 82, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gregory F (ii) Fawcett, Gregory Franklin Fawcett Ii
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
JLL ENERGY & INFRASTRUCTURE INVESTMENT BANKING | JONES LANG LASALLE SECURITIES, LLC | JLL SECURITIES | JLL REAL ESTATE INVESTMENT BANKING
Contact Information
Main Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601Mailing Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601Phone Number
(312) 404-7582Established
Illinois since 04/23/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | — |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/13/2021)
(7/13/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2024About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2017About the Series 50 examSeries 82 — Limited Representative-Private Securities Offerings
Passed Oct 2012About the Series 82 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Sep 2021About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gregory F Fawcett II's CRS (Customer Relationship Summary).
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