James Roth Downing
Professional Summary
James Roth Downing, who also goes by Jim Downing, is a registered financial advisor currently at JONES LANG LASALLE SECURITIES, LLC located in Dallas, Texas. James is registered as a RR (Registered Representative) and started their career in finance in 2008. James has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 54, Series 53, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Downing
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
JLL ENERGY & INFRASTRUCTURE INVESTMENT BANKING | JONES LANG LASALLE SECURITIES, LLC | JLL SECURITIES | JLL REAL ESTATE INVESTMENT BANKING
Contact Information
Main Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601Mailing Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601Phone Number
(312) 404-7582Established
Illinois since 04/23/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | — |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/26/2024)
(6/26/2024)
(6/26/2024)
(6/26/2024)
(7/21/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Sep 2024About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Roth Downing's CRS (Customer Relationship Summary).
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