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Susan Judith Xouris

RIALTO MARKETS

JACKSONVILLE, FL

·CRD# 2516125·19 years experience

Professional Summary

Susan Judith Xouris, who also goes by Susan Monnig, is a registered financial advisor currently at RIALTO MARKETS LLC located in Jacksonville, Florida. Susan is registered as a RR (Registered Representative) and started their career in finance in 2007. Susan has worked at 7 firms and has passed the Series 66, Series 82TO, Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Susan Monnig

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

RIALTO MARKETS LLC·CRD# 283477

BD

4659 Forest Glen Court, Jacksonville, FL 32224

March 3, 2025 - Present

ALTO SECURITIES, LLC·CRD# 318536

BD

Nashville, TN

March 20, 2024 - February 18, 2025

RIALTO MARKETS LLC·CRD# 283477

BD

Jacksonville, FL

May 4, 2023 - February 28, 2024

SECURITIZE MARKETS, LLC·CRD# 283256

BD

New York, NY

October 12, 2021 - April 28, 2023

MARINER·CRD# 140195

RIA

Overland Park, KS

November 12, 2019 - October 6, 2021

MSEC, LLC·CRD# 154327

BD

Overland Park, KS

September 25, 2017 - October 6, 2021

CBOE TRADING, INC.·CRD# 136734

BD

Kansas City, MO

April 20, 2010 - August 25, 2017

VSR FINANCIAL SERVICES, INC.·CRD# 14503

RIA

Overland Park, KS

July 18, 2007 - April 9, 2010

VSR FINANCIAL SERVICES, INC.·CRD# 14503

BD

Overland Park, KS

May 8, 2007 - April 9, 2010

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Current Firm

RM

RIALTO MARKETS LLC

RIALTO MARKETS LLC | RIALTO TRADING NETWORK LLC

CRD#: 283477 / SEC#: 8-69756

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

4659 Forest Glen Court, Jacksonville, FL 32224

Mailing Address

830-13 A1a N 488, Ponte Vedra, FL 32082-3290

Phone Number

(917) 575-2601

Established

Delaware since 08/05/2016

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RIALTO TRADING HOLDINGS LLC	DIRECT PARENT	—
GEORGE, THOMAS KEITH	FINOP	5378303
NOONAN, SHARI NICOLE	CEO	2463810
SIMMONS, RYAN A	CHIEF OPERATING OFFICER	2504080
XOURIS, SUSAN JUDITH	CHIEF COMPLIANCE OFFICER	2516125

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(3/3/2025)

RR

Alaska
(3/3/2025)

RR

Arizona
(3/3/2025)

RR

Arkansas
(3/3/2025)

RR

California
(3/3/2025)

RR

Colorado
(3/3/2025)

RR

Connecticut
(3/3/2025)

RR

Delaware
(3/3/2025)

RR

District of Columbia
(3/3/2025)

RR

Florida
(3/3/2025)

RR

Georgia
(3/3/2025)

RR

Hawaii
(3/3/2025)

RR

Idaho
(3/3/2025)

RR

Illinois
(3/3/2025)

RR

Indiana
(3/3/2025)

RR

Iowa
(3/3/2025)

RR

Kansas
(3/3/2025)

RR

Kentucky
(3/3/2025)

RR

Louisiana
(3/3/2025)

RR

Maine
(3/3/2025)

RR

Maryland
(3/3/2025)

RR

Massachusetts
(3/3/2025)

RR

Michigan
(3/3/2025)

RR

Minnesota
(3/3/2025)

RR

Mississippi
(3/3/2025)

RR

Missouri
(3/3/2025)

RR

Montana
(3/3/2025)

RR

Nebraska
(3/3/2025)

RR

Nevada
(3/3/2025)

RR

New Hampshire
(3/3/2025)

RR

New Jersey
(3/3/2025)

RR

New Mexico
(3/3/2025)

RR

New York
(3/3/2025)

RR

North Carolina
(3/3/2025)

RR

North Dakota
(3/3/2025)

RR

Ohio
(3/4/2025)

RR

Oklahoma
(3/3/2025)

RR

Oregon
(3/3/2025)

RR

Pennsylvania
(3/3/2025)

RR

Puerto Rico
(3/3/2025)

RR

Rhode Island
(3/3/2025)

RR

South Carolina
(3/3/2025)

RR

South Dakota
(3/3/2025)

RR

Tennessee
(3/3/2025)

RR

Texas
(3/3/2025)

RR

Utah
(3/3/2025)

RR

Vermont
(3/3/2025)

RR

Virginia
(3/3/2025)

RR

Washington
(3/3/2025)

RR

West Virginia
(3/3/2025)

RR

Wisconsin
(3/3/2025)

RR

Wyoming
(3/3/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2007About the Series 66 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed May 2023About the Series 82TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2007About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2021About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 2007About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Susan Judith Xouris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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