Ryan A Simmons
Professional Summary
Ryan A Simmons, who also goes by Ryan Avery Simmons, is a registered financial advisor currently at RIALTO MARKETS LLC located in Jacksonville, Florida. Ryan is registered as a RR (Registered Representative) and started their career in finance in 1994. Ryan has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ryan Avery Simmons
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
RIALTO MARKETS LLC | RIALTO TRADING NETWORK LLC
Contact Information
Main Address
4659 Forest Glen Court, Jacksonville, FL 32224Mailing Address
830-13 A1a N 488, Ponte Vedra, FL 32082-3290Phone Number
(917) 575-2601Established
Delaware since 08/05/2016Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2006SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ryan A Simmons's CRS (Customer Relationship Summary).
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