John P. Taylor
Professional summary
John Patrick Taylor, CFP®, who also goes by John P Taylor, John Taylor, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Malvern, Pennsylvania and VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 9 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2017 - Present
VANGUARD ADVISERS, INC.
Office #1: 100 Vanguard Blvd, Malvern, PA 19355May 15, 2017 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355October 27, 2009 - April 25, 2017
TD AMERITRADE, INC.
October 27, 2009 - April 25, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 27, 2009 - April 25, 2017
TD AMERITRADE, INC.
October 17, 2008 - October 22, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 17, 2008 - October 22, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 24, 2008 - October 21, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 24, 2007 - October 21, 2008
WELLS FARGO CLEARING SERVICES, LLC
December 31, 2000 - November 21, 2002
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 25, 2000 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
December 22, 1997 - August 15, 2000
FIRST UNION BROKERAGE SERVICES, INC.
July 7, 1994 - November 13, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2022)
(5/15/2017)
(5/15/2017)
(5/15/2017)
Exams
FINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
