Deborah J. Leighton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Jean Leighton, who also goes by Deborah Jean Summer, Deborah Jean Vonsummer, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1995. Deborah had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2014 - July 29, 2015
BIONDO ASSET MANAGEMENT LLC
March 13, 2000 - March 1, 2001
DEUTSCHE BANK SECURITIES INC.
May 30, 1995 - March 29, 2000
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BIONDO ASSET MANAGEMENT LLC
CRD#: 129690 / SEC#: , 8-66242
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE BIONDO GROUP LLC | OWNER | |
| BIONDO, JOSEPH PETER | GSP, CEO/CIO, MEMBER MANAGER-THE BIONDO GROUP, LLC | 2536633 |
| BIONDO, JOSEPH RALPH | GSP, MP, ROSFP, MEMBER-THE BIONDO GROUP, LLC | 21733 |
| KIRSCHENBLATT, CHAD ETHAN | FINANCIAL & OPERATIONS PRINCIPAL | 2503352 |
| PAVEK, EUGENIA | GENERAL SECURITIES PRINCIPAL/CHIEF COMPLIANCE OFFICER | 2337178 |
| WAGNER, KARL AUGUSTUS III | GSP, DIRECTOR OF BUSINESS DEVELOPMENT, MEMBER-THE BIONDO GROUP, LLC | 2524153 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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