Karl Augustus Wagner Iii
Professional Summary
Karl Augustus Wagner III is a registered financial advisor currently at BIONDO INVESTMENT ADVISORS LLC located in Milford, Pennsylvania. Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Karl has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
Current Firm
BIONDO INVESTMENT ADVISORS LLC
Contact Information
Main Address
540 Route 6 & 209, Milford, PA 18337Mailing Address
Po Box 909, Milford, PA 18337Phone Number
(570) 296-5525# of Employees
17SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,493AUM (Assets Under Management)
$1,292,588,047Similar Advisors
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
Primary Firm SEC Registration
BIONDO INVESTMENT ADVISORS LLC
State Registrations and Notice Filings
(1/10/2018)
(4/8/2014)
(1/4/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
CRS (Client Relationship Summary) - RIA
Click below to view Karl Augustus Wagner III's CRS (Customer Relationship Summary).
